Compliance Advisor (Insurance)

Compliance Advisor

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Build the future with us

Are you passionate about the insurance and compliance sector and eager to contribute to a company whose mission is to ensure that its clients and partners feel confident and secure about their future?

As a Compliance Advisor, your mandate will be to support and advise teams on regulatory issues and initiatives, ensuring the application of the regulatory risk management framework at iA Dealer Services.

Reporting to the Manager, Compliance and Controls, and working closely with the Practice Leader, Compliance, the Compliance Advisor is responsible for implementing and monitoring regulatory compliance activities within the assigned distribution networks.

The position requires approximately 20% travel.

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What you’ll accomplish with us 

• Monitor and oversee the insurance product offering provided by distributors.

• Plan and conduct regulatory compliance audits with distributors and partners.

• Track regulatory changes and assess their impact on distribution and supervision activities.

• Document internal processes and support first-line risk owners (1LOD / 1A).

• Contribute to drafting policies, guides, procedures, and performing internal control tests.

• Participate in the preparation of internal regulatory reports.

• Collaborate with internal departments of iA Dealer Services, its subsidiaries, and iA Financial Group entities.

• Inform the Practice Leader, Compliance and the Manager, Compliance and Controls of any incident or information that could compromise business relationships or create a risk of non-compliance.

• Occasionally travel to distributors’ locations to conduct on-site audits when required (personal vehicle required).

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What could accelerate your success in this role

 We’re looking for someone who:

• English is required; Bilingualism (French/English) would be an asset.

• Holds one of the following education and certifications:  CPA, CFE, CRM, CIP, Member of the Bar, CFA - asset

• Has a minimum of 5 years of experience in regulatory compliance.

• Has experience in compliance and/or audit in the insurance, financial services, or automotive industry.

• Possesses the following specific knowledge:

  • Solid understanding of insurance products.

  • Familiarity with the automotive sales process – asset.

  • Strong MS Office skills

• Available for business travel up to 20%.

• Located in Vancouver and surrounding area.

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Why you’ll love working with us

· A work environment where learning and development merge with a collective pursuit of excellence;

· A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed;

· The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces;

· Competitive benefits: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonus, discounts on iA products, and much more!

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Apply now and get ahead of your career, where your talent really belongs!

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Still unsure about applying?

At iA, we believe in potential and value diverse experiences. If this role inspires you, go ahead and apply – your place might be with us, and we want to get to know you!

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The base salary for this role ranges between $85, 000 - $95, 000 annually.

iA Financial Group

iA Financial Group* is the strength of a company with a human side, with its over 8,000 employees. Together, we have earned the trust of our more than four million clients and 25,000 advisors who have chosen us for their insurance, savings, and wealth management.

With over $200 billion in assets and half a billion invested in technological innovation, we’re a key player in the financial services industry in Canada and the United States. The secret to our success? Investing in you, one person at a time. Because, for over 125 years, we have believed that it’s by supporting our employees and surrounding ourselves with the most reputable leaders in the industry, we will continue to innovate.

At iA, we’re invested in you.

At iA Financial Group, we support and celebrate diversity. We strive to provide a workplace that is recognized as inclusive for all, regardless of ethnic origin, nationality, language, religious beliefs, gender, sexual orientation, age, marital status, family situation, or physical or mental disability.

Please note that if you need help or assistance to make the recruitment process more accessible for you, please Contact us here. Someone from our team will be happy to assist you with your needs.